Tuesday 15 April 2014

PASSIVE SOLAR DESIGN

AN APPROACH TOWARDS ENERGY CONSERVATION IN BUILDINGS
1.0       Introduction
The sun, as a faithful neighbour in the solar system, contributes essentially heat, daylight and solar radiation to the earth. The rotation and revolution of the earth around the sun is beyond mere planetic romance but rather gives rise to multifaceted climatic and environmental phenomena. All solar radiation travels through space in waves, and it is the length of these waves by which solar radiation is classified.
The aggregate of all radiation aspects of the sun is called the solar spectrum.
While the sun emits radiation in all wavelengths, it is short wavelength radiation that accounts for the majority of energy in the solar spectrum. For instance, the portion of the spectrum received, as the visible light is a relatively small segment compared to the variety of spectrum wavelengths, yet accounts for 46 percent of the energy radiating from the sun. Another 49 percent that is perceived as heat is derived from the infrared band of the spectrum.
The proportion of different wavelengths in the solar spectrum does not change and therefore the energy output of the sun remains constant. A measurement of this is known as Solar Constant; defined as the amount of heat energy delivered by solar radiation to a square meter of material set perpendicular to the sun’s rays for one hour of the outer edge of the earth’s surface..

1.1       Energy Density

Since solar radiation travels in parallel rays, the perpendicular position identifies the maximum density of rays striking the surface. Any deviation from the perpendicular reduces radiation density and the amount of energy intercepted.
1.2       Radiation and Surfaces
When sunlight strikes a surface, it is reflected, transmitted or absorbed in any combination depending on the texture, colour and clarity of the surface. The wavelengths of solar radiation that are reflected are determined by the colour of the surface material. A red stucco surface, for example, will scatter (diffuse) wavelengths in the red band of the spectrum and absorb all others; while a white glossy surface will reflect all wavelengths in the visible spectrum at an angle equal and opposite to the angle of incidence. On the other hand, a rough black surface absorbs all wavelengths in the visible spectrum, while the  transparent surface of window glass allows nearly all radiation to pass through it, with comparatively little reflection or absorption and without deflecting it from its parallel lines of travel. Translucent materials also transmit radiation but scatter the rays as they pass through.
1.3       Heat Absorption
Sunlight in the form of short wave solar radiation exhibits a transformation from solar energy to heat energy when impacting a material (Absorption). The temperature of a white surface, and a black surface expressed to the same direct sunlight is a simple demonstration of this conversion. The temperature of a black surface is higher because it is absorbing more solar energy. As solar energy is absorbed at the surface of the material, it stimulates movement of the molecules in the material and heat is absorbed.
1.4       Conduction
 As a material absorbs radiation, and molecular movement accelerates, the heat energy is distributed through the material due to the natural phenomenon of maintaining equilibrium. This occurs when stimulated molecules vibrating at a faster rate, impact adjacent molecules vibrating at a lower rate; thereby dissipating and “spreading” the heat which is eventually distributed throughout the material. The rate at which energy is distributed through a material, depends on the density of the material and conduction and the rate at which molecules are capable of receiving and passing on energy.
1.5       Heat Transfer
Heat transfer from a solid material to a fluid medium (liquid or air) occurs by radiation The added dimension of using fluid is that they can move across hot solid surfaces, allowing molecules of the fluid to become agitated, and move away from the heat source, and then be replaced by new, unheated molecules. This process of fluid movement is called Natural Convection
1.6       Emmissivity
Unlike solar energy, radiant energy is limited to infrared radiation emitted from a material at low temperatures. The extent to which a material emits energy depends both on the temperature of the material and the nature of its surface. Polished metal surfaces are poor emitters and poor absorbers of thermal energy. Glass has the special ability to transmit nearly all solar radiation it intercepts.
1.7       Heat Storage
All materials can store heat to some degree and the ability of a material to store heat is called specific heat. A good storage medium must absorb heat when it is available; and give it up when it is needed, and it must be a relatively good heat conductor. Figure 1 below, expresses emittances, and absorptances of selected materials. 
Figure 1:
Emittances and Absorptances of Selected Materials

    Item

Emittance (at 10-400c)

Absorptance (for solar radiation)

Black non-metallic surface such as asphalt, carbon, slate, paint

0.90-98

0.85-0.98


Red brick and tile, concrete and stone, rusty steel and iron, dark paints(red, brown, green, etc. 

0.85-0.95

0.65-0.80

Yellow and buff brick and stone, firebrick, fireclay.

0.85-0.95

0.50-0.70

White or light cream brick, tile, paint or paper, plaster, whitewash

0.85-0.95

0.30-0.50

Bright aluminum paint: gilt or bronze paint

0.40-0.60

0.30-0.50

Polished brass, copper, Monel metal

0.02-0.05

0.30-50


2.0       Passive Solar Design
Dennis Holloway, Nathan New Mexican architect wrote, “In 19973, during the first Arab Oil Embargo, I began to investigate alternative energy supports for architecture – ways to heat and cool buildings that did not rely on fossil fuels, solar energy utilization was the obvious solution, and was the best not new – having been in use around the world for more than thirty centuries. I found that bringing solar energy knowledge into a design process brought a new vitality and contemporary relevance to architecture. Since then, passive solar architecture has been one of my passions. I believe that designing architecture that minimizes its dependency on fossil fuel is the most responsive contribution an architect can make to the global environmental crisis including the carbon dioxide driven Greenhouse Effect. My own work and research convinced me that for most of the world, the external energy requirements for space conditioning of buildings can be drastically reduced by the use of passive solar technology.
Architecturally, the first approach has been to reduce energy wastage in buildings. The physical structure of the building has been subjected to rigorous examinations to find where energy is being unnecessarily lost – through poor insulation, uncontrolled ventilation or by pouring hot water down the drain. In addition, energy standards have been assessed to discover where, for example, lightning levels or room temperatures are unnecessarily high and could be reduced without loss of comfort.
The other approach has been the utilization of ‘ambient’ and renewable energy sources, for example sun, wind, and water or biomass. By direct use or by storage prior to use, these energy sources can reduce the buildings demand for non-renewable fossil fuel energy. There are two basic approaches to solar application to buildings, the first is known as ‘active system’ and is essentially a kind of ‘hardware’, which is applied to a building. This consists of solar collecting panels, storage tanks, an energy transfer mechanism and an energy distribution mechanism. The system relies on fans and pumps to circulate the working fluids. The other approach, ‘passive design’, seeks to reduce the energy budget of the house by close attention to orientation, insulation,  window placement and design and to the subtleties of the energy transfer properties of the building materials used.
Since the industrial revolution, the availability of inexpensive and apparently infinite energy has caused the vernacular understanding of climate sensitive design to fall into disuse. The architecture of technology and high-energy use, characterized by the International style has encouraged, for example, the construction of glass walled office blocks throughout the world.
Advances in material science have produced highly efficient building materials such as glass and thermal insulation; which have combined to make passive solar design possible. The United States, with the highest per capita energy consumption in the world has been in the forefront of the recent passive solar research. The first passive American Solar conference was held in Albuquerque in 1976. Other passive solar conferences were held in Amherst, Massachusetts, and in Europe, the interest in passive solar energy has grown rapidly.
A passive solar home, makes use of the materials from which the dwelling is constructed to capture, store and distribute the solar heat to its occupants. High heat capacity materials absorb this energy as it enters the house and stores it in the form of heat. Passive design requires consideration of solar and heat flow in every detail and component. Floor plan layout, circulation patterns, window location and the selection of wall and floor materials, all influence how well a passive design will work. The entire house is now a solar energy system with many of its components having dual functions; both the traditional function of an enclosure and the solar functions of collecting, storing and distributing heat. Windows not only let in light and allow a view, but collect heat as well. Walls which subdivide the enclosed space can also store and radiate heat. Components whose functions are primarily structural, spatial or aesthetic may double as solar heating mechanisms.
This paper will deal almost entirely with space heating and minimally with cooling as research is less developed in the later requiring further testing and intensive research. The challenge therefore is to encourage research in passive solar design with particular reference to the equatorial climate where cooling is more desirable than heating. The basic solar space heating equation for a building however is:
and
 
Solar                Incidental                   Auxilliary                Fabric            ventilation
Gains                Internal                       heating                      loss                infiltration
                                     Gains                          Requirements                                   loss

3.0       Comfort, Health and Building Planning and Design 

Our own bodies are controlled to maintain a core temperature close to 37oC

We function best at this temperature and variation on either side are detrimental. A major factor is the need to get rid of the heat we generate as a by-product of our metabolic systems. The heat we produce varies from about 100w at rest to about 1000w when physically very active. A seated adult male indoors in normal conditions produces about 115w, about 90w of which is Sensible heat and the remaining 25w is latent heat.  Sensible heat is that which we can “sense” or feel; it is detectable through changes in temperature. Latent heat is the heat taken up or released at a fixed temperature during a change of phase, for example from a liquid to a gas.

Sensible heat loss from the skin or outer clothing surface occurs by convection and radiation, and there is a sensible heat loss during respiration. Latent heat loss occurs through the skin, and sweat, and the evaporation of moisture during respiration. In temperate climates, the atmospheric water vapour pressure  has a slight effect on heat flow from the body; but in hot, humid situations the effects can be much more significant.
The naked body, if shaded from the sun, can be quite comfortable at around 28-300c and at moderate relative humilities. As the ambient temperature rises, the body’s response is to direct more blood to the surface, which increases the skin temperature and heat loss, and to sweat and to loose heat through evaporation.
Two points are relevant to building  design, firstly to make buildings comfortable, they should be kept within a suitable temperature range, which is not wide as that in an uncontrolled external environment. Secondly, our bodies are capable of maintaining a very stable core temperature with a fairly constant metabolic heat output over a wide range of external temperatures. This is done, with little or no additional energy expenditure, by a combination of control processes including sweating, altering the blood flow (and therefore the heat loss to the skin) and changing clothes to suit conditions.
Modern buildings have achieved the first objective of maintaining fairly constant internal conditions to comfort standards with the use of significant amounts of energy to provide heating or cooling to compensate for the changing external environment. The amount of energy used could be reduced significantly if buildings adopted the principle of animal physiological control. Comfort is a subjective matter and will vary with individuals and it involves a large number of variables, some of which are physical with a physiological basis for understanding. Classically, for thermal comfort they include.
- Air temperature and temperature gradients.       - Radiant temperature.
- Amount of clothing worn by the occupants.      - Ambient water vapour pressure.
- Occupant’s level of activity.                               - Air movement.

3.1       Form
The orientation of a building may be fixed but if choice is possible it should face south to take advantage of the sun’s energy.  Most often the first major design decisions are allocating volumes to various activities and developing the form of a building.

Form is governed by a number of functional considerations such as:

-                      The use of the sun’s energy and daylight                         - Provision of views for occupants.
-                      Heat loss through the building envelope              - The need for ventilation
-                      Acoustic attenuation if required.
In the recent past, the glass blocks of Mies Van der Rohe epitomized an architecture that shut out the natural environment and provided an acceptable internal environment through the use of considerable energy and sophisticated services.
The Queen Building at De Montfort is the antithesis of this and articulates the building both on plan and in section to respond to the environment and make the best use of natural energy sources. The likelihood is that environmental considerations will allow for freer forms and, thus, a welcome architectural diversity: but before we can draw any conclusions about form we need to know more about how buildings work. 
3.2       Building Body
The admittance, Y, of a constructional element,  put simply, is the amount of energy entering the surface of the element for each degree of temperature change just outside the surface and, as such, has the same units as the u- value (w/m2k). The admittance of a material depends on its thickness, conductivity, and density: specific heat and the frequency at which heat is put into it.
As can be seen from figure 2, dense constructions have higher admittances, which is to say they absorb more energy for a given change in temperature.
If a building absorbs a great deal of heat and only experiences a small temperature rise it is said, in no very precise manner, to be thermally heavyweight. Such buildings tend to have high admittances and a great deal of thermal mass, usually in the form of exposed masonry. Lightweight buildings, on the other hand, may have thin-skinned walls, false ceiling with lightweight panels, metal partitions and so fort.



Figure 2:
Admittance and Density of selected construction elements
Item
Admittance (w/m2 k)
Density (kg/m2)
220mm solid brickwork unplastered
4.6
1700
335mm solid brickwork unplasterted
4.7
1700
220mm solid brickwork 16mm lightweight plaster

3.4
1700 for brickwork 600 for plaster
200mm solid cast concrete
5.4
2100
75mm lightweight concrete block with 15mm dense plaster on both sides

1.2
600 for concrete
600 for plaster.

Normally, the heat flow into a building from the outside is almost cyclical.  On a daily basis, when the sun rises, the air temperature increases, and as heat is transferred, the building starts to cool, and the following day the cycle continues
By using high-admittance elements the building fabric can store more of the heat that reaches the internal and external surfaces, thus reducing the peak temperatures. This ‘balancing’ effect can apply both during the day and at night, because if cool night air is brought into contact with high-admittance surface their temperatures will drop. The next day, when warmer daytime air flows over the same elements, they will be cooled thus improving comfort conditions for the occupants..
3.3       The Building ‘Skin’
Development of the building envelope, or ‘skin’, is likely to be on the increase  in the next decade.  Technological innovation in glass will allow window systems to respond to environmental conditions in way not previously commercially viable for buildings.  Sunglasses, which react to different light conditions, are but a hint of the potential of glass in the coming years.
Building envelopes obviously need to be durable, economical, aesthetically pleasing, weather tight, structurally sound and secure. Psychologically, views out are very important. Environmentally, the questions that need to be addressed are:  how they respond to solar radiation (both for the Sun’s heat and light), how ventilation is made possible, how heat loss is minimized and how noise is controlled. The envelope will, to a large extent, determine how the internal environment is affected by external one. (See figure 3 below)
Figure 3:
Characteristics of Glazing Systems

Type

U-value (w/m2K)

Light transmittance
Solar radiant heat transmittance

Mean sound insulation
Direct
Total
Single (4mm clear float glass)

5.4

0.89

0.82

0.86

28
Double glazing (6mm clear float inner, 12mm airspace 6mmclear float outer)

2.8

0.76

0.61

0.72

30
Double with low emissivity coating (6mm pikington k inner 12 mm airspace, 6mm clear float outer

1.9

0.73

0.54

0.69

30
Double with low emissivity coating and cavity (6mmpikington k inner, 12mm airspace with argon, 6mm clear float outer


1.6


0.73


0.54


0.69


30

4.0       Types and Systems
Having thoroughly examined the theoretical principles of passive solar design, we now examine the different types of systems which have evolved in practice. Most of these prototypes have been built singly and experimentally and increasingly flexible designs are now being produced with two or more of the prototype systems, to fully use the advantages of each and to create functional and comfortable housing.
4.1       Non- diffusing
In the simplest type of passive solar system, sunlight enters the living- space through a large, south facing window and the radiation falls directly onto primary heat storage, where it is absorbed and stored in the form of heat, and released to warm the room.
To perform effectively as primary thermal mass, the area of mass used must be directly insulated for most of the typical winter day. The primary storage can have various configurations: in the floor, in the free standing mass within the room, or in the external or internal walls. When the thermal mass of external wall is utilized, it must be externally insulated.
Many modern houses have large south- facing windows, but it is the lack of thermal storage which prevents them from benefiting fully from their solar gains and the lack of adequate insulation standards, without which the solar gains cannot contribute significantly to the total heating requirement.
4.2       Diffusing
The use of diffusing glass, blinds, or reflection from a light colored surface behind clear glass, will all have the effect of spreading the incoming solar radiation evenly throughout the room.
The even distribution of the solar energy will result in lower surface temperature of the thermal mass, and thus, reduced air temperature and fluctuations within the space. The conflict of space use and energy storage is reduced slightly, but there is now the added problem of restricted views from the room.
4.3       Mass Trombe Wall
This system, named after the pioneering work by Dr Felix Trombe and Jacque Michael at Odeillo in France, consists of a dark-colored, massive wall placed directly behind a glazed, south facing solar aperture. It can take several hours for the energy falling on the wall to be transmitted to the room behind and this effect is used for night-time heating. The time lag depends on the conductivity of the wall material and will vary with its thickness and construction.
The warmed air, in the space between the glazing and the wall, rises, drawing cool room air in through the bottom vent at the top and bottom of the wall. The warmed air, in the space between the glazing and the bottom vent and thus the warm air is circulated around the room.
4.4       Water Trombe Wall    
The water Trombe wall is similar in operating principle to the mass Trombe wall. The thermal storage is water, which has greater heat capacity per volume than brick or concrete. Water is almost an isothermal heat store and  convection currents spread the absorbed energy rapidly throughout the store, eliminating the time lag of the mass Trombe system. This ensures a lower surface temperature of a container and so reduces both heat losses through the solar aperture, and the risk of overheating within the room.
Water is a cheap and effective form of heat store. However, in addition to the problem of weight, there are the problems of containment of this water and of humidity control if the water is not completely enclosed.
4.5       Sunspace
A sunspace is thermally isolated from the living space. Solar energy is collected through the south facing glazing and it can be transferred to the living space in several ways. If the sunspace contains little thermal mass the air temperature will rise quickly and this can be circulated throughout the living- space. The sunspace can incorporate thermal storage and so act much as an extended Trombe wall. In this way, the stored heat can be distributed to the living- space by means of convection, conduction and radiation. The great advantages of the sunspace are in its seasonal extension of the living- space, and in its potential for food production.
4.6       Thermosyphon
A thermosyphoned passive system normally employs collector panels which are isolated from the living- space. In this system, the heat transfer medium (air or liquid) is heated in the collector panel and rises to the primary thermal store. Having released its energy to the store the cooled fluids fall back to the bottom of the collector and thus continues to circulate while the sun shines.
Apart from its vertical position relative to the height of the heat store, the collector is free of the living- space and each can be located in its most suitable position on the site.. Alternatively, rock- bed or contained water stores below the living-space can release their energy by radiation and convection.
4.7       Roof pond
In low latitudes, the solar altitudes in winter, is high enough to make vertical collector surfaces almost useless. and a horizontal collector will be more beneficial. Thermal mass is provided in the form of water filled clear P.V.C. plastic bag. These are supported by steel decking which is also the ceiling. The contained water is covered by movable insulation which retracts to allow solar radiation to be collected during the winter day. At night the insulation is closed and the stored solar energy is radiated from the ceiling to the massive structural walls of the space below. These walls perform as secondary thermal mass. Room- air convection currents are suppressed by having the primary thermal storage mass in the ceiling.
The roof pond is one of the few passive systems which can provide both heating and cooling. Cooling is effected in summer by retracting the movable insulation to allow radiation to the cold night sky. The insulation is closed during the day to reduce solar gains and to allow the cooled water to act as a heat sink for the living- space below. This radiation cooling is particularly suitable where there is large diurnal temperature swing.
4.8       Underground Building
The temperature of the ground remains almost stable throughout the year, and  varies with latitudes and depth below the ground surface, and is about 100c at a depth of 1.2m in temperate climate zones. Burying a building will therefore reduce heat gain or loss, in climate with severe summer or winter temperatures, and this effectively ameliorates the outside environment.
4.9       Evaporative Cooling
When water evaporates it absorbs energy without a change in temperature. This energy required for phase change is termed ‘latent heat’.
In hot dry climates a body of water will be able to reduce air temperatures by evaporation, by absorbing energy from the air. This process increases comfort both by reducing air, temperatures and by increasing the relative humidity of the air.
Increasing the proportion of surface area to volume of water will improve the performance of this system and this can be achieved for example; with a fountain.
4.10     Dessicant Cooling
The human body loses unwanted heat by evaporation, through sweating. In hot, humid climate, sweat does evaporate and the body becomes uncomfortably hot.
Dessicants are porous materials with high affinity for water. If humid air is passed through a dessicant bed, water vapor is absorbed and the air is dried. A suitable low temperature heat sink is therefore required to absorb this energy and to ensure thermal comfort. When the dessicant bed is fully loaded, heated air is passed through it to drive out the water and so regenerate the bed.
If absorbent materials were placed in the east and west walls of a building, the morning sun could heat the east wall, regenerating the material which had absorbed moisture the previous afternoon. At the same time, the west wall could be dehumidifying the incoming air. In the afternoon, the processes would reverse as the sun moves into the west.
4.11     Induced Ventilation
When solar heated air is allowed to escape from the living- space at high level, a ‘solar chimney’ is set up. This provides continuous solar- powered ventilation. The air drawn in should be from the coolest source available, such as across a shaded pond or through a buried duct.
This system can be used in conjunction with a heating system, such as the Trombe wall or with a separated collector. It is important that the collector be insulated from the living- space; otherwise it becomes a radiant heat source for the living- space and defeats the objective of cooling
5.0       Conclusion and Recommendations 
Climate sensitive design is not a new concept and the principles have been used by almost all indigenous builders for centuries. The rise of science in the Renaissance led to the Industrial Revolution which has enabled environmental engineers to produce reasonable comfortable conditions in almost any building and in almost any climate. Some of the most powerful architecture of our time has taken technology and pushed it to the limits of possibilities, but the new challenge now, is to reduce a building’s reliance on fossil fuel derived high – grade energy, yet still provide comfort inside for the occupants.
Solar energy technology is a timely intervention as it utilizes the process we live by every day – photosynthesis, and carbon dioxide cycle, weather and the water cycle. Today, these skills have to be re-taught so that designers can use available materials to full potential and for the comfort of the users as demonstrated in the various proto-types examined in this paper.
6.0              References
1.                  Humphreys, M. A. and Nicol, J.F (1971). Theoretical and practical aspects of thermal comfort. Current Paper 14/71. BRE, Garston.

2.                  Anon, (1988) CIBES Guide, Volume A: Thermal Properties of Building Structure, CIBSE, London.

3.                  Anon (1981). Window design and solar heat gain. BRS Degest 68 (second series) BRS. Garston.

4.                  Anon. (1981) Guideline for environmental Design and Fuel Conservation in Educational Buildings, Department of Education and Science, London

5.                  Taylor, A. (1987) Curing window pains. Energy in Buildings, (6), 21-4

6.                  Lebens, Ralph M. (1580). Passive Solar Heating Design  Applied Science Publishers Limited.

7.                  Mazria, Edward. (1979). The Passive Solar Energy Book’ Rodale Press, 1979

8.                  Mibank, N. O. and Harrington-Lynn, J (1974). Thermal response and the admittance procedure. Current Paper 61/74. BRE, Garston.

9.                  Loudon, A. G. (1968) Sumertime temperatures in buildings without air-conditioning Current Paper  47/48. Building Research Station Garston.

Anon. (1992) Glass and solar control Performance of Blinds Pilkington, St Helens.

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